5 hours

VP/Sr. Director, Compliance Operations

New York, NY
  • Job Code
Company NBC Universal

Job Title VP/Sr. Director, Compliance Operations

Jobid 23768-385273

Location: New York, NY, 10176, USA

Description **Job Number** 36786BR

**Job Title** VP/Sr. Director, Compliance Operations

**Business Segment** Staff

**Sub-Business** Corporate Legal

**Posting Category** Legal & Business Affairs

**About Us** NBCUniversal is one of the world’s leading media and entertainment companies in the development, production, and marketing of entertainment, news, and information to a global audience. NBCUniversal owns and operates a valuable portfolio of news and entertainment television networks, a premier motion picture company, significant television production operations, a leading television stations group, and world-renowned theme parks. NBCUniversal’s policy is to provide equal employment opportunities to all applicants and employees without regard to race, color, religion, creed, gender, gender identity or expression, age, national origin or ancestry, citizenship, disability, sexual orientation, marital status, pregnancy, veteran status, membership in the uniformed services, genetic information, or any other basis protected by applicable law. NBCUniversal will consider for employment qualified applicants with criminal histories in a manner consistent with relevant legal requirements, including the City of Los Angeles Fair Chance Initiative For Hiring Ordinance, where applicable.

**Career Level** Experienced

**Country** United States

**State/Province** New York

**City** New York


Role Purpose

The VP/Director, Compliance Operations will play a pivotal role in promoting NBCUniversal’s strong culture of compliance and ethics. The successful candidate will be a highly experienced compliance professional capable of leading a team in administering the day-to-day operation of NBCUniversal’s global compliance program, including policy management, communications and training, monitoring and tracking, complaint handling, and technology development and administration. The position will be a Vice President or Senior Director (depending upon experience), and will report to the SVP & Deputy Chief Compliance Officer, Compliance Operations.


+ Developing, maintaining, and revising policies and procedures for the general operation of the NBCUniversal global compliance programs.

+ Understanding the elements of an effective compliance program, and ensuring that NBCUniversal’s program is best-in-class in all of these elements; benchmarking NBCUniversal’s compliance program against programs of other respected companies; and partnering with HR, Finance, Communications and other functions to promote best practices.

+ Maintaining, and assisting in the periodic assessment and updating of, NBCUniversal’s compliance practices, protocols and guidelines.

+ Instituting and maintaining an effective compliance communication program for the organization, including heightening awareness among employees of compliance risks and policies, ensuring that employees speak up about integrity concerns, and aligning and educating organizations regarding current and emerging risks and trends.

+ Managing the compliance training program in cooperation with other NBCUniversal functions and with the Corporate Compliance function of NBCUniversal’s parent, Comcast; evaluating the effectiveness of the training program; and developing innovative approaches to training to encourage employee engagement.

+ Rolling out the Company’s compliance program to newly-acquired employees and joint venture partners.

+ Partnering with Comcast’s corporate compliance function and other key stakeholders on enterprise-wide compliance initiatives, including the development and implementation of the Code of Conduct, the annual compliance risk assessment program, and employee complaint handling procedures.

+ Managing the technology utilized in compliance operations; developing innovative approaches to using technology to maximizing the effectiveness of the compliance program; and working across functions and with Comcast to implement technological solutions.

+ Monitoring the performance of the NBCUniversal compliance program and related activities on a continuing basis, taking appropriate steps to improve their effectiveness.

+ Managing the NBCUniversal Compliance Operations function and team in a positive, proactive and innovative manner.

+ Performing other compliance program-related responsibilities and duties, as needed.


Basic Qualifications

+ BA/BS degree required

+ Minimum of 10 years of progressive experience as a compliance professional at a major corporation; experience leading or being a senior member of a robust compliance function

+ Interested candidate must submit a resume/CV through www.nbcunicareers.com to be considered

+ Must be willing to work in New York City, NY

+ Must be willing to submit to a background investigation

+ Must have unrestricted work authorization to work in the United States

**Desired Characteristics**

Desired Characteristics

+ In-depth knowledge of the elements of an effective compliance program relevant to a publicly-traded, global company

+ Significant experience with policy management, internal communications, compliance training programs, and the management of integrity complaints and internal investigations

+ Demonstrated strength in project management and organization, with a focus on execution

+ Experience with international compliance programs and matters

+ Up-to-date knowledge of the types and uses of technology in modern corporate compliance programs; strong computer skills; experience working with vendors and internal stakeholders to implement effective technological solutions

+ Knowledge of operational, financial, and human resource functions and procedures

+ Superior influencing skills; able to gain the respect of, and build a rapport with, multiple constituencies, internally and externally

+ Proven management experience; strong leader and persuasive communicator with a vision; proven ability to self-motivate, work independently as well as collaboratively and motivate and inspire a team

+ Excellent writing and verbal presentation skills

We are an equal opportunity employer, offering a great work environment, challenging career opportunities, professional training and competitive compensation. Clickto view the NBCUniversal Candidate Privacy Statement.

The NBC Owned Television Stations create and distribute engaging content that connects with a valuable audience in 10 major markets across the country. Our content platforms include: NBC Stations broadcast and COZI TV, station websites, digital out-of home, and mobile.  Through our local news operations, our lifestyle production arm LX.TV, and our local sales marketing and production teams, NBC creates content that connects communities with the people, events, and issues they care about most.

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VP/Sr. Director, Compliance Operations

New York, NY

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New York, NY

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